Multipurpose PEG-free W/O emulsifier with performance benefits in color cosmetics

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Technical Information ABIL EM 120 Multipurpose PEG-free W/O emulsifier with performance benefits in color cosmetics Intended use W/O emulsifier Benefits at a glance Enhanced pigment stabilization provides beneficial color effects in color cosmetics Compatible with both hydrophilic and hydrophobically modified iron oxides High performance PEG-free emulsifier for all types of white emulsions Recommendable for the formulation of PEGfree W/O AP/Deo emulsions with low whitening effect Suitable for hot and cold processing INCI (PCPC name) Bis-(Glyceryl/Lauryl) Glyceryl Lauryl Dimethicone (and) Caprylic/Capric Triglyceride Structure Properties ABIL EM 120 is a clear to slightly turbid, odorless liquid. It has an HLB value of approx. 4. The emulsifier content is 86.5 89.5%. The product contains 10.5% - 13.5% Caprylic/Capric Triglyceride. Performance testing Several color and stability comparisons have been done to show the performance benefits of ABIL EM 120. The tested formulations had a comparable viscosity and comparable oil phase content. They either contain waxes or are wax-free systems. The evaluation was done using the L-a-b color space for describing the color parameters. Values were measured in emulsions and on the skin, respectively. One important parameter evaluated was the color trueness of ABIL EM 120. The term color trueness describes the color deviation of a foundation in an emulsion vs color of the foundation on the skin. It can be shown that ABIL EM 120 supports the color trueness of a formulation while applying on the skin resulting in no perceivable difference (figure 1). Evonik Industries AG ABIL EM 180 October 2011 Page 1/7

interfaces. As typical usage concentration for white emulsions 2.0 3.0% ABIL EM 120 is recommended. In general no co-emulsifiers are needed to obtain stable emulsions. Fig. 1: Color trueness effect (1 - ABIL EM 120; 2 - Cetyl PEG/PPG-10/1 Dimethicone; 3 - Cetyl PEG/PPG- 10/1 Dimethicone: Polyglyceryl-4 Isostearate 2:1; 4 Lauryl Polyglyceryl-3 Polydimethylsiloxyethyl Dimethicone; 5 Amodimethicone Glycerocarbamate). Another test shows that ABIL EM 120 is able to enhance the color intensity of black iron oxides. Fig. 2: Color comparison test based on black iron oxide. Detailed information is available on request. Application characteristics ABIL EM 120 is a PEG-free W/O silicone-based emulsifier. Because of its polymeric and polyfunctional structure ABIL EM 120 provides excellent stabilization of W/O emulsions. Due to its chemical structure, ABIL EM 120 effectively wets pigments resulting in increased formulation stability and beneficial color effects. For make-up formulations an emulsifier concentration in the range of 3.0-4.5% is required to stabilize additional pigment-related ABIL EM 120 is especially suitable for pigment containing products like (liquid) foundations, BB creams (Blemish Balm), CC creams (Color Control) or primers. Even formulations with high pigment loads, e.g. mascaras or eye liners are possible. The compatibility with both hydrophilic and hydrophobized iron oxides is given. Several iron oxide pigments of different suppliers were successfully tested. For titanium dioxides, the use of coated pigments is recommended. ABIL EM 120 can also be used in combination with organic pigments, e.g. Red 7 lake or chlorophyllin whereas the tolerance towards carbon black is limited. ABIL EM 120 can be generally applied for the formulation of cosmetic W/O creams and lotions. ABIL EM 120 is suitable for the formulation of PEG-free AP/Deo products. ABIL EM 120 can also be used to formulate sun care products. Combinations with other emulsifiers can be used to obtain W/O emulsions with different viscosities or sensorial properties, e.g. ABIL EM 97 S (Bis PEG/PPG-14/14 Dimethicone; Dimethicone) for increased silky skin feel, ABIL EM 180 (Cetyl PEG/PPG-10/1 Dimethicone) for enhanced stability, ISOLAN GPS (Polyglyceryl-4 Diisostearate/Polyhydroxystearate/Sebacate) for lower emulsion viscosities or ISOLAN PDI (Diisostearoyl Polyglyceryl-3 Dimer Dilinoleate) for higher formulation viscosities. In general lotions can be formulated at oil phase contents of 25-35% whereas creams require lower oil phase contents in the range of 20 30%. ABIL EM 120 is compatible with all types of cosmetics emollients. This includes silicone and mineral oils as well as fatty acid esters of short and long-chained alcohols and vegetable triglycerides which are often difficult to emulsify. Consistency-enhancing or emulsion-stabilizing waxes can be used in combination with ABIL EM 120. Recommended is a 1:1 combination of hydrogenated castor oil and microcrystalline wax. It is possible to use ABIL EM 120 for the cold processing of W/O lotions or foundations. In such Evonik Industries AG ABIL EM 120 May 2014 Page 2/7

formulations a viscosity enhancing and stabilizing system in the oil phase is mandatory. 0.5% disteardimonium hectorite or zinc stearate proved to be most effective. Electrolytes are required in amounts of 0.8-2.0%. Sodium chloride or magnesium sulfate heptahydrate are the most common options that can be recommended for this purpose. For pigment-containing emulsions the use of magnesium sulfate heptahydrate can be beneficial in order to obtain a constant long term viscosity. The addition of 3.0 5.0% of polyols such as glycerin can be beneficial to enhance the freeze stability of W/O emulsions. For color cosmetics, in some cases, especially the use of propanediol or butylene glycol can support emulsion stability and constant long term viscosity. increases due to mechanical processing, the diameter of the droplets is reduced and the specific boundary area between the phases is increased. For this reason cream formulations are often still liquid in the pre-emulsion state because of their coarse degree of dispersion. Preparation A pre-requisite for this is careful adjustment of the formulation (phase ratio, viscosity of the oil phase) and optimum emulsification. The particle size for creams which are stable over a long period of time is below 1 μm, for lotions approx. 2-4 μm. More coarsely dispersed emulsions tend to separate. Influence on the viscosity of the emulsion The viscosity of W/O emulsions based on ABIL EM 120 can be adjusted by three variables. 1. Viscosity of the oil phase The viscosity of the external phase correlates directly with the viscosity of the emulsion. This means that it increases if low viscous oils in a formulation are replaced by higher viscous oils or if waxes are added; even at a concentration of 0.5-2.0%. 2. Phase ratio In emulsions with a high content of dispersed phase - as in the cosmetic W/O emulsions - the viscosity increases significantly when the proportion of the dispersed internal phase is increased. The reason for this is the interaction between the dispersed water droplets which becomes stronger with the increased packing density. Therefore ABIL EM 120 creams on average have lower oil content than lotions. Beside increasing the internal water phase also addition of particles as pigments are leading to more densely packed external oil phases and thus to higher viscosities. 3. Degree of dispersion An additional parameter having an influence on viscosity is the degree of dispersion. This should not be used to regulate the viscosity due to its effect on the stability of the emulsion. When the viscosity Thorough, but not too intensive homogenization is required. Extreme energy input frequently causes the formation of highly viscous, metastable secondary structures which break down on storage. Under such conditions lotions may transiently reach cream-like consistency, e. g. by several passages through a colloid mill. Optimum manufacturing conditions correspond to the principles of normal production processes for W/O emulsions. The water phase is incorporated slowly into the oil phase which contains the emulsifier while stirring intensively. The coarsely dispersed pre-emulsion is then homogenized. The final homogenization should be performed below 30 C. The temperature program is variable and can take the form of: hot/hot procedure hot/cold procedure cold/cold procedure In addition to the traditional hot/hot procedure (both phases 80 90 C) the hot/cold procedure can be used. It is characterized by incorporation of the cold water phase (15 30 C) into the hot oil phase which significantly shortens the time of manufacture. Homogenization should be carried out below 30 C in Evonik Industries AG ABIL EM 120 May 2014 Page 3/7

order to ensure that the waxes have recrystallized. It is possible to manufacture W/O Lotions based on ABIL EM 120 in a cold process. In such formulations additives like disteardimonium hectorite or zinc stearate can be used to improve the overall stability. The decisive criterion for production is the viscosity. Mechanical processing is dis-continued when the viscosity is equal to that of the standard emulsion developed and tested in the laboratory. Hazardous goods classification Information concerning classification and labelling according to regulations for transport and for dangerous substances protective measures for storage and handling measures in case of accidents and fires toxicity and ecological effects is given in our material safety data sheets. For processing pigment containing formulations it is favorable to prepare a pre-mixture of ABIL EM 120, pigments, waxes and a part of the oils and homogenize it with an Ultra Turrax until the pigments are uniformly distributed. Alternatively, a three roll mill can be used to prepare the premixture. After adding the other components of the oil phase, subsequent manufacturing is identical to the standard procedures for processing W/O emulsions described before. Emulsifying machines Stirring equipment or planetary mixers with high sheering force are suitable for the manufacture of creams and lotions in the laboratory and production scale, provided that they can insure uniform work-up of the emulsion. Machines predominately used in the cosmetic industry, which are equipped with stirrer, stripper and rotor-stator homogenizer, fulfill all requirements for optimum emulsification. However, utilization of their maximum capacity may result in over-emulsification. High-pressure emulsifiers may cause problems because of the danger of over-emulsification and liberation of water due to cavitation. Recommended usage concentration 3.0-4.5% ABIL EM 120 for color cosmetics 2.0-3.0% ABIL EM 120 for white emulsions Packaging 25 kg canister 200 kg drum Guideline formulations Mattifying Make-Up Foundation SZ 5/13-3 ABIL EM 120 4.50% Dimethicone (5 mpas) 8.80% TEGOSOFT CT (Caprylic/Capric 5.00% Triglyceride) CI 77891, Titanium Dioxide, 5.00% Triethoxycaprylylsilane (Unipure White LC987 ASEM, Sensient) CI 77492, Iron Oxides (Unipure Yellow 0.60% LC182 AS-EM, Sensient) CI 77491, Iron Oxides (Unipure Red 0.35% LC381 AS-EM, Sensient) CI 77499, Iron Oxides (Unipure Black 0.10% LC989 AS-EM, Sensient) TEGOLON ECO 10-10 (Nylon-10/10) 2.00% Cyclopentasiloxane 3.50% Disteardimonium Hectorite (Bentone 1.00% 38 VCG, Elementis Specialities) Propylene Carbonate 0.50% Phase C Water 62.65% Glycerin 5.00% Evonik Industries AG ABIL EM 120 May 2014 Page 4/7

1. Preparation of phase B: Charge cyclopentasiloxane. Add Disteardimonium Hectorite slowly while stirring (disperser disc). Mix until uniform (disperser disc). Add Propylene Carbonate. Mix until uniform (disperser disc). 2. Add phase B to phase A. 3. Mix until uniform (Ultra Turrax). 4. Add phase C to phase A/B slowly while stirring. 5. Homogenize. *Remark: Formulation has been tested with 0.70% Phenoxyethanol; Ethylhexylglycerin (Euxyl PE 9010, Schuelke & Mayr GmbH) W/O Lotion F 53/10-12 ABIL EM 120 2.50% Zinc Stearate 0.50% TEGOSOFT OP (Ethylhexyl Palmitate) 8.00% TEGOSOFT AC (Isoamyl Cocoate) 9.00% Prunus Amygdalus Dulcis Oil 4.00% Glycerin 3.00% Water 72.00% 1. Charge phase A and add phase B slowly while stirring. 2. Homogenize. *Remark: Formulation has been tested with 0.70% Phenoxyethanol; Methylparaben, Propylparaben, Ethylparaben (Phenonip XB, Clariant AG) W/O Soft Cream F 53/10-14 ABI L EM 120 2.50% Microcrystalline Wax 0.50% Hydrogenated Castor Oil 0.50% TEGOSOFT CT (Caprylic/Capric 7.00% Triglyceride) TEGOSOFT OP (Ethylhexyl Palmitate) 6.50% TEGOSOFT DEC (Diethylhexyl 4.00% Carbonate) ABIL 350 (Dimethicone) 2.00% Glycerin 5.00% Water 71.00% 1. Heat phase A to approx. 80 C and add phase B (80 C or room temperature) slowly while stirring. 2. Homogenize for a short time. 3. Cool with gentle stirring and add phase C below 40 C. 4. Homogenize again below 30 C. *Remark: Formulation was tested with 0.80% Phenoxyethanol; Ethylhexylglycerin (Euxyl PE 9010, Schuelke & Mayr GmbH). Evonik Industries AG ABIL EM 120 May 2014 Page 5/7

Anti-Aging Day Care MK 1/13-1 ABIL EM 120 3.00% TEGOSOFT AC (Isoamyl Cocoate) 7.50% TEGOSOFT DEC (Diethylhexyl 7.00% Carbonate) HyaCare Filler CL (Water, Ethyhexyl 2.50% Stearate, Sodium Hyaluronate Crosspolymer, Polyglyceryl-4 Diisostearate/Polyhydroxystearate/ Sebacate, Sodium Isostearate) Tocopherol 0.50% TEGOLON ECO 10-10 (Nylon-10/10) 2.00% Water 62.10% Sodium Chloride 0.80% Glycerin 4.00% Butylene Glycol 4.00% TEGO Pep 4-Even (Tetrapeptide-30; 2.50% Gylcerin) Sodium Ascorbyl Phosphate 1.50% Urea 2.50% Sodium Bisulfite 0.10% 1. Prepare phase A and phase B separately and adjust the ph of phase B to 7.0. 2. Add phase B to phase A slowly while stirring. 3. Homogenize. *Remark: Formulation has been tested with 0.70% Phenoxyethanol; Ethylhexylglycerin (Euxyl PE 9010, Schuelke & Mayr GmbH) Antiperspirant Clear Gel with cooling properties SG 66/12-12 ABIL EM 120 4.60% TEGOSOFT SH (Stearyl Heptanoate) 2.00% Cyclopentasiloxane 12.00% Perfume 0.20% Water 11.20% Propylene Glycol 30.00% Aluminum Chlorohydrate (50% aq.) 40.00% (Locron LIC, Clariant AG) Preservative 1. Prepare phase A and B separately. 2. Add phase B to phase A slowly while stirring. 3. Homogenize. Remark: To obtain a clear product the refractive index of phase A and B must be identical. Evonik Industries AG ABIL EM 120 May 2014 Page 6/7

Clear W/O Sun Care Fluid SPF 30 1/3 UVA SG 64/12-4 ABIL EM 120 4.00% Ethylhexyl Methoxycinnamate 5.00% Cyclopentasiloxane 15.00% Glycerin 25.00% Disodium Phenyl Dibenzimidazole Tetrasulfonate (22% aq., ph value adjusted to 7.0 with Triethanolamine) 50.00% Preservative, Perfume 1. Prepare phase A and B separately. 2. Add phase B to phase A slowly while stirring. 3. Homogenize. Remark: To obtain a clear product the refractive index of phase A and B must be identical. D05/14 This information and all further technical advice is based on our present knowledge and experience. However, it implies no liability or other legal responsibility on our part, including with regard to existing third party intellectual property rights, especially patent rights. In particular, no warranty, whether express or implied, or guarantee of product properties in the legal sense is intended or implied. We reserve the right to make any changes according to technological progress or further developments. The customer is not released from the obligation to conduct careful inspection and testing of incoming goods. Performance of the product described herein should be verified by testing, which should be carried out only by qualified experts in the sole responsibility of a customer. Reference to trade names used by other companies is neither a recommendation, nor does it imply that similar products could not be used. (Status: April, 2008) Evonik Industries AG Goldschmidtstraße 100 45127 Essen, Germany P.O.BOX 45116 Essen PHONE + 49 201 173-2854 FAX +49 173-1828 personal-care@evonik.com www.evonik.com/personal-care