Luviskol VA Grades. Technical Information

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Technical Information June 2012 Supersedes issue dated July 2009 Luviskol VA Grades 04_050102e-09/Page 1 of 14 Last change WF-No. 119233 = Registered trademark of BASF group The Luviskol VA grades are polymeric film-forming agents that are used as hair fixatives particularly in aerosol sprays, pump sprays, liquid products, mousses and gels.

04_050102e-09 June 2012 Page 2 of 14 Luviskol VA grades Structural formula 2 3 Chemical nature Vinylpyrrolidone (VP)/vinyl acetate (VA) copolymer INCI name VP/VA Copolymer Product range Product name Composition INCI name CAS-No. PRD-No. VP:VA Luviskol VA 37 E 30:70 VP/VA Copolymer 25086-89-9 30035021 Luviskol VA 37 I 30:70 VP/VA Copolymer (and) Isopropanol 25086-89-9 30035022 Luviskol VA 55 I 50:50 VP/VA Copolymer 25086-89-9 30035027 (and) Isopropanol Luviskol VA 64 P 60:40 VP/VA Copolymer 25086-89-9 30035019 Luviskol VA 64 W 60:40 VP/VA Copolymer 25086-89-9 30035030 Luviskol VA 73 W 70:30 VP/VA Copolymer 25086-89-9 30035031 Luviskol VA 73 E 70:30 VP/VA Copolymer 25086-89-9 30035024 The ethanolic (E), isopropanolic (I) and aqueous (W) each contain approx. 50% polymer. Luviskol VA 64 P (powder) is an approx. 100% powder product. Appearance The solutions are clear and colorless to slightly yellowish. The powder is white. Odor Specifications Faint, characteristic K value (1% in ethanol) Solids content, % Water, % ph value (10% aqueous solution) 02/ 0041.00 NVP content, % VAc content, % APHA HAZEN UNITS Method No. 02/ 0038.00 02/ 0039.00 02/ 0040.00 02/ 0042.00 02/ 0042.00 Luviskol VA 28.0 36.0 48.0 52.0 0.50 0.005 0.01 37 E Luviskol VA 25.0 31.0 48.0 52.0 0.50 0.005 0.01 37 I Luviskol VA 22.0 28.0 48.0 52.0 0.50 0.005 0.01 55 I Luviskol VA 26.0 34.0 95% 5.0 3.8 6.0 0.005 0.01 64 P Luviskol VA 26.0 34.0 48.0 52.0 approx. 50 5.0 7.0 0.005 0.01 40 1) 64 W Luviskol VA 24.0 32.0 48.0 52.0 approx. 50 5.0 7.0 0.005 0.01 40 2) 73 W Luviskol VA 28.0 38.0 48.0 52.0 0.50 0.005 0.01 73 E 1) telquel (as is) 2) 3.5% in water

04_050102e-09 June 2012 Page 3 of 14 Luviskol VA grades Physical properties Solubility Water absorption The solubility of the Luviskol VA grades in water depends on the VP:VA ratio. Products with a high proportion of vinylpyrrolidone (Luviskol VA 64 and Luviskol VA 73) form clear solutions in water. The other grades can be dispersed in water. The solutions are slightly acidic. The polymers are nonionic and thus do not need to be neutralized. All the Luviskol grades are soluble in ethanol, isopropanol, n-propanol, glycerin, methylene chloride, esters and ketones. Any precipitates that occur in solutions in ethanol or isopropanol in the cold disappear again on heating. Luviskol VA 37 forms clear solutions in ethanol abs., ethanol 96% and ethanol/ water (VOC 80% and VOC 55%). Solutions in isopropanol are clear, sometimes with a bluish tint. Without a solubilizer, the products are not soluble in ether or aliphatic hydrocarbons. Water absorption by films of Luviskol VA compared with Luviskol K 30 as a function of relative humidity at 20 C. Water absorption (%) 60 50 40 30 20 10 0 Luviskol K 30 Luviskol VA 73 Luviskol VA 64 Luviskol VA 55 Luviskol VA 37 20 40 60 75 90 Relative humidity (%) Fig. 1 Technical properties Suitability for hair sprays The Luviskol VA grades are used as film-forming agents and fixatives in hair care. They possess excellent properties both for aerosol sprays and for non-aerosol products. The higher the proportion of vinylpyrrolidone, the more hygroscopic the Luviskol VA grade is. The adhesion of Luviskol VA films (e.g. Luviskol VA 64 and VA 73) to the hair also increases with the proportion of vinylpyrrolidone, without adversely affecting their excellent combing-out and washing-out properties, thanks to the nonionic nature of the polymer. Luviskol VA 37 and VA 55 grades are particularly suitable for hair sprays whose films it must be possible to remove from the hair by brushing. The hair is even degreased on brushing, as the grease is effectively removed together with the Luviskol film. The Luviskol VA 64 grades and the Luviskol VA 55 grades, by contrast, are preferable for hairsprays that are to have a particularly hydrophilic character, e.g. for use in dry climates. They are also suitable for sprays with a high water content. Hair sprays for dry and brittle hair should include a small quantity of plasticizer (0.1 0.2%), such as a polyethylene glycol like Pluracare E 400, or Palatinol M (dimethyl phthalate), Luvitol EHO, silicone oils or other plasticizers frequently used in cosmetics. Propellant compatibility Solutions of the Luviskol VA grades are readily compatible with dimethyl ether (DME). Propane, butane, isobutane, pentane DME/pentane and DME/butane mixtures can be used together with solvents such as ethanol and methylene chloride.

04_050102e-09 June 2012 Page 4 of 14 Luviskol VA grades Suitability for hair-setting solutions, gels and mousses Because of their good solubility in water, the Luviskol VA 64 and Luviskol VA 73 grades are particularly suitable for liquid hair setting products, gels and mousses. Further, these polymers possess excellent setting properties. All the Luviskol VA grades can be completely removed from the hair by straightforward washing. The easy-to-use aqueous Luviskol VA solutions (VA 64 W and VA 73 W) as well as Luviskol VA 64 Powder are particularly suitable for alcohol-free formulations. In the usual concentrations (1 5% solid polymer), they form clear solutions in water and are very compatible with carbomers. The moderate hydrocarbon compatibility of Luviskol VA 37 can be greatly improved by adding small quantities of water. This makes it possible to achieve cloud points below 0 C (Fig. 2). Cloud point Temperature, C +20 10 0-10 -20 Luviskol VA 37 (35% propane/butane) Luviskol VA 37 (30% propane/butane) Luviskol VA 37 (20% propane/butane) -30-40 Luviskol VA 55 (40% propane/butane) 0 1 2 3 4 5 6 7 8 9 10 Fig. 2: Reduction in cloud point by adding water to ethanolic solutions containing 3% solid polymer Examples of applications Luviskol VA grades The composition of hair sprays depends on a number of factors. These include the hair type (thick, thin, dry, greasy hair), the climate (dry, humid), legal requirements and the approval status of the various propellants and solvents, the solvent system (with or without water) and consumer habits. The following typical formulations provide a starting point for formulating hair sprays, hair setting lotions, mousses, gels and waxes. To facilitate selection of the most suitable formulation, the cloud point, density, and pressure in the case of aerosol sprays, are given. We have allocated a number to each formulation. In the manufacture of hair sprays and hair setting lotions, it is worth filtering the solutions before filling, to remove any particulate matter that may be present. The following concentrations are recommended (solids): - Aerosol hair spray 2 6% - Pump spray 3 7% - Setting lotions 1 5% - Setting mousse 1 5% - Gels 1 5% - Hair waxes 1 5% The formulation section contains details of examples of all types of product. The following table contains their main features:

04_050102e-09 June 2012 Page 5 of 14 Luviskol VA grades 1. Aerosol hair spray with propane/butane Aerosol hair spray with propane/butane, water-free No. 01/00504 6.00 Luviskol VA 55 I (1) VP/VA Copolymer (and) Isopropanol 54.00 Ethanol, abs. Alcohol 40.00 Propane/Butane Propane/Butane Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Normal setting effect, for dry climate, good combing-out and washing-out properties. Cloud point: -20 C Pressure: 3.3 bar Density: 0.6932 g/ml Aerosol hair spray with propane/butane with water No. 01/00431 6.00 Luviskol VA 37 E (1) VP/VA Copolymer 64.00 Ethanol 96% Alcohol 30.00 Propane/Butane Propane/Butane Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Normal setting effect, for all climates, good combing-out and washing-out properties. Cloud point: -15 C Pressure: 3.2 bar Density: 0.7444 g/ml Aerosol hair spray with dimethyl ether with high water content No. 01/00646 6.00 Luviskol VA 55 E (1) VP/VA Copolymer 4.00 Ethanol, abs. Alcohol 40.00 Water, dem. Aqua 50.00 Dimethyl Ether Dimethyl Ether Weigh all the ingredients into a mixer, stir until dissolved, then fill into spray cans. Strong setting effect, for normal and dry climates, good combing-out and washing-out properties. Cloud point: -20 C Pressure: 5.0 bar Density: 0.8484 g/ml

04_050102e-09 June 2012 Page 6 of 14 Luviskol VA grades Hairspray with Luviskol VA 37 E No. 01/00647 A 6.00 Luviskol VA 37 E (1) VP/VA Copolymer 39.00 Ethanol, abs. Alcohol 5.00 Water, dem. Aqua B 50.00 Dimethyl Ether Dimethyl Ether Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Finally, add the water. Normal setting effect, for all climatic zones, good combing-out and washing-out properties. Cloud point: -35 C Density: 0.7640 g/ml Pressure: 3.7 bar Aerosol hair spray with dimethyl ether without water No. 01/00573 A 6.00 Luviskol VA 37 E (1) VP/VA Copolymer 54.00 Ethanol, abs. Alcohol B 40.00 Dimethyl Ether Dimethyl Ether Weigh the components of phase A and stir until a homogeneous solution is obtained. Fill into appropritate containers and charge with phase B. Normal setting effect, for all climatic zones, good combing-out and washing-out properties. Cloud point: -35 C Density: 0.7452 g/ml Pressure: 3.7 bar Aerosol hairspray with dimethylether and pentane No. 01/00197 A 12.00 Luviskol VA 37 I (1) VP/VA Copolymer, Isopropyl Alcohol 25.00 Ethanol, abs. Alcohol B 20.00 n-pentane Pentane C 43.00 Dimethyl Ether Dimethyl Ether Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Very strong setting effect for all climatic zones, good combing-out and washing-out properties. Cloud point: -35 C Density: 0.7128 g/ml Pressure: 3.0 bar

04_050102e-09 June 2012 Page 7 of 14 Luviskol VA grades 2. Pump spray Pump spray No. 01/00143 14.00 Luviskol VA 37 E (1) VP/VA Copolymer 10.00 Water, dem. Aqua 76.00 Ethanol, abs. Alcohol Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Very strong setting effect, for all climatic zones, good combing-out and washing-out properties. 3. Compressed gas spray Pump Setting Spray No. 01/00015 8.00 Luviskol VA 37 E (1) VP/VA Copolymer 92.00 Ethanol, abs. Alcohol Weigh out the individual ingredients and stir in ethanol until a clear solution is obtained. Fill and pressurize with N 2, CO 2, or compressed air (compressed gas). Normal setting effect, for dry and normal climates, good combing-out and washing-out properties. 4. Hair setting preparations Setting solutions Hair Styling Lotion No. 02/00041 6.00 Luviskol VA 73 E (1) VP/VA Copolymer 0.20 Cremophor RH 40 or CO 40 (1:4) 35.00 Ethanol, abs. Alcohol 58.80 Water, dem. Aqua Mix Luviskol with ethanol, add perfume and water. Normal setting effect, for use in moist hair, for all climatic zones.

04_050102e-09 June 2012 Page 8 of 14 Luviskol VA grades Gels Colored gel No. 04/00005 A 0.70 Cremophor RH 40 or CO 40 20.00 Ethanol, abs. Alcohol B 0.60 Carbopol 940 Polymer 4.00 Luviskol VA 64 Powder * (1) PEG-40-Hydro genated Castor Oil (6) Carbomer (1) VP/VA Copolymer 0.05 Uvinul D 50 (1) Benzophenone-2 FD&C Blue No. 1 (1) C.I. 42090, FD&C Blue No. 1 73.85 Water, dem. * Aqua C 0.80 Triethanolamine Care (1) Triethanolamine * or alternatively 8.00% Luviskol VA 64 W and 69.85% water. Prepare Phases A and B separately. Stir Phase B into Phase A. Add Phase C to the mixture. Clear hair gel with strong setting effect, without preservative. Colorless gel with Luviskol VA 64 W No. 04/00084 A 0.50 Carbopol 940 Polymer (6) Carbomer 49.50 Water, dem. Aqua 0.67 Triethanolamine Care (1) Triethanolamine B 12.00 Luviskol VA 64 W (1) VP/VA Copolymer Cremophor RH 40 or CO 40 Preservative 37.33 Water, dem. Aqua (1) PEG-40-Hydro genated Castor Oil Prepare Phases A and B separately. Stir Phase B into Phase A. Clear hair gel with strong setting effect.

04_050102e-09 June 2012 Page 9 of 14 Luviskol VA grades Colored gel with Luviskol VA 73 W No. 04/00027 A 0.60 Carbopol 940 Polymer (6) Carbomer 40.00 Water, dem. Aqua B 1.50 Cremophor RH 410 or CO 410 (1) PEG-40-Hydro genated Castor Oil 6.00 Luviskol VA 73 W (1) VP/VA Copolymer 0.05 Uvinul D 50 (1) Benzophenone-2 Preservative 51.25 Water, dem. Aqua Sicovit Patent Blue 85 E 131 (1) C.I. 42051, Acid Blue 3 C 0.70 Triethanolamine Care (1) Triethanolamine Leave Phase A to swell. Prepare a clear solution of Phase B. Stir Phase B into Phase A. Neutralize with Phase C. Clear hair gel with normal setting effect. Viscosity: approx. 25 000 mpa s ph value: approx. 7 Pump gel sprays Pump gel spray with Luviskol VA 64 W and Luviquat Hold./Hold AT 2 A 0.15 Carbopol 940 Polymer (6) Carbomer 50.00 Water, dem. Aqua B 6.00 Luviskol VA 64 W (1) VP/VA Copolymer 0.50 Luviquat Hold./ Hold AT 2 3.00 1,2-Propylene Glycol Care (1) Polyquaternium-46 (1) Propylene Glycol 20.00 Ethanol 96% Alcohol 20.15 Water, dem. Aqua No. 04/00083 Cremophor CO 40 (1) PEG-40-Hydrogenated Castor Oil C 0.20 Triethanolamine Care (1) Triethanolamine Leave Phase A to swell and neutralize with Phase C. Weigh out the ingredients for Phase B and prepare a clear solution. Stir Phase B into Phase A + C. Clear gel spray for normal to good setting effect.

04_050102e-09 June 2012 Page 10 of 14 Luviskol VA grades Hair Gel with Luviskol VA 64 P, D-Panthenol and Luviquat Mono LS No. 04/00082 A 0.50 Carbopol 940 Polymer Setting mousse (with aerosol) (6) Carbomer 49.50 Water, dem. Aqua B 0.90 Neutrol TE (1) Tetrahydroxypropyl Ethylenediamine C q.s Cremophor RH 410 (1) PEG-40 Hydrogenated Castor Oil 27.30 Water, dem. Aqua 15.00 Ethanol 96% Alcohol 0.10 Edeta BD (1) Disodium EDTA 0.20 Luviquat Mono LS (1) Cocotrimonium Methosulfate 6.00 Luviskol VA 64 P (1) PVP/VA Copolymer 0.50 D-Panthenol USP (1) Panthenol Allow phase A to swell and neutralize with phase B. Dissolve phase C and stir it into phase A + B. strong setting effect, for all climatic zones Viscosity: 4,500 mpa s Haake Viscotester VT-02 ph value: 6.5 Mousse (with aerosol), strong setting with Luviskol VA 64 W/P No. 02/00387 A Cremophor CO 40 (1) PEG-40 Hydrogenated Castor Oil B 5.00 Luviskol VA 64 Powder * (1) VP/VA Copolymer 0.10 Cremophor A 25 (1) Ceteareth-25 0.50 Luviquat Mono LS (1) Cocotrimonium Methosulfate 15.00 Ethanol 96% Alcohol 69.40 Water, dem. * Aqua C 10.00 Propane/Butane 3.5 bar (20 C) Propane/Butane Solubilize phase A. Weigh phase B into phase A. Stir phase B into phase A and dissolve clearly. Adjust the ph value to 6 7. Fill into appropriate containers and charge with phase C. Strong setting effect, for use on the moist hair, for all climatic zones. ph value: 6.0 Pressur: 3.5 bar * or alternatively 10.00% Luviskol VA 64 W and 64.40% water.

04_050102e-09 June 2012 Page 11 of 14 Luviskol VA grades Mousse (with aerosol), with conditioner No. 02/00385 A 2.00 Luviquat Mono LS (1) Cocotrimonium Methosulfate 0.20 B 5.00 Luviquat Style/ Style AT1 (1) Polyquaternium-16 4.00 Luviskol VA 73 W (1) VP/VA Copolymer 0.10 Cremophor A 25 (1) Ceteareth-25 Presevative 78.70 Water, dem. Aqua C 10.00 Propane/Butane 3.5 bar (20 C) Propane/Butane Mix the components of phase A. Weigh out phase B and dissolve it clearly. Stir phase B into phase A. Fill into appropriate containers and charge with phase C. Strong setting effect, for use on the moist hair, improves wet combability, gives the hair volume, prevents electro static charging. Mousse with Luviskol VA 73 E and Luviquat Hold./ Hold AT 2 No. 02/00415 A 2.00 Luviquat Mono LS (1) Cocotrimonium Methosulfate B 5.00 Luviquat Hold./ Hold AT 2 (1) Polyquaternium-46 5.00 Luviskol VA 73 E (1) VP/VA Copolymer 0.50 Cremophor A 25 (1) Ceteareth-25 10.00 Ethanol 96% Alcohol 67.50 Water, dem. Aqua C 10.00 Propane/Butane 3.5 bar (20 C) Propane/Butane Mix together the ingredients for phase A. Weigh in phase B and dissolve to give a clear solution. Stir phase B into phase A. Adjust to a ph value of 6 7. Pressurize with phase C. Normal setting effect, For use on the moist hair, improves wet combability, gives the hair volume. ph value: approx. 7 Pressure: approx. 3.5 bar

04_050102e-09 June 2012 Page 12 of 14 Luviskol VA grades Pump mousse Pump mousse with Luviskol VA 64 W/P No. 02/00386 A Cremophor CO 40 (1) PEG-40 Hydrogenated Castor Oil B 6.00 Luviskol VA 64 Powder * (1) VP/VA Copolymer 0.50 Luviquat Mono LS (1) Cocotrimonium Methosulfate 0.10 Cremophor A 25 (1) Ceteareth-25 Preservative 93.40 Water, dem. * Aqua * or alternatively 12.00% Luviskol VA 64 W and 87.00% water. Solubilize phase A. Weigh phase B into phase A. Stir phase B into phase A and dissolve clearly. Strong setting effect, for all climatic zones, improves wet combability, gives the hair volume, prevents electrostatic charging. Hair wax with Luviskol VA 73 W and Panthenol No. 03/00051 A 35.00 Pluracare E 1500 (1) PEG-32 52.00 Pluracare E 400 (1) PEG-8 2.00 D-Panthenol 50 P (1) Panthenol, Propylene Glycol 1.00 Cremophor RH 40 or CO 40 Preservative (1) PEG-40 Hydrogenated Castor Oil 10.00 Luviskol VA 73 W (1) VP/VA Copolymer Dissolve phase A at approx. 50 C. Strong setting effect, soft, easy-to-spread wax, gives the hair sheen.

04_050102e-09 June 2012 Page 13 of 14 Luviskol VA grades Suppliers 1. BASF SE 67056 Ludwigshafen, Germany Tel.: +49(621) 60-0 Fax: +49(621) 60-42525 www.basf.com 6. The Lubrizol Corporation 29400 Lakeland Boulevard, Wickliffe, Ohio 44092, USA Tel.: +1(440) 943 4200 www.lubrizol.com Storage At room temperature in the original sealed containers, the products can be stored as follows: Luviskol VA 37 E Luviskol VA 37 I Luvksol VA 55 I Luviskol VA 73 E Luviskol VA 64 P Luviskol VA 64 W Luviskol VA 73 W 2 years 2 years 2 years 2 years 2 years 1 year 1 year Aqueous solutions of the VA grades with a ph value below 7 can tend to develop mould. This can be prevented by adding one of the preservatives commonly used in cosmetics, e.g. a hydroxybenzoate. Toxicology We have investigated the products and found no evidence of health hazards provided they are used in the recommended concentrations and fields of application. However, because of the wide range of possible applications, often in combination with other products, processors must conduct their own safety assessment on their products. Safety Data Sheet Safety Data Sheets are available for the Luviskol VA grades. Note This document, or any answers or information provided herein by BASF, does not constitute a legally binding obligation of BASF. While the descriptions, designs, data and information contained herein are presented in good faith and believed to be accurate, it is provided for your guidance only. Because many factors may affect processing or application/use, we recommend that you make tests to determine the suitability of a product for your particular purpose prior to use. It does not relieve our customers from the obligation to perform a full inspection of the products upon delivery or any other obligation. NO WARRANTIES OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, ARE MADE REGARDING PRODUCTS DESCRIBED OR DESIGNS, DATA OR INFORMATION SET FORTH, OR THAT THE PRODUCTS, DESIGNS, DATA OR INFORMATION MAY BE USED WITHOUT INFRINGING THE INTELLECTUAL PROPERTY RIGHTS OF OTHERS. IN NO CASE SHALL THE DESCRIPTIONS, INFORMATION, DATA OR DESIGNS PROVIDED BE CONSIDERED A PART OF OUR TERMS AND CONDITIONS OF SALE. June 2012

04_050102e-09 June 2012 Page 14 of 14 Luviskol VA grades BASF - Care Chemicals Division - www.personal-care.basf.com