HyaCare Filler CL. The topical wrinkle smoother. Technical Information. Intended use

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Technical Information HyaCare Filler CL The topical wrinkle smoother Intended use Active for skin care Benefits at a glance Is a topically applied dermal filler Contains unique, cross-linked hyaluronic acid particles & is preservative free Has super-absorbing properties Has improved stability to enzymatic degradation Shows improved and longer lasting moisturization Recommended usage level: 0.5 5% INCI (PCPC name) Aqua; Ethylhexyl Stearate; Sodium Hyaluronate Crosspolymer; Polyglyceryl-4 Diisostearate/Polyhydroxystearate/ Sebacate; Sodium Isostearate C hemical and physical properties ( not part of specifications) invasive and expensive approach. Therefore, many consumers are looking for cosmetics alternatives based on formulations which mimic the immediate wrinkle reducing properties of dermal fillers. HyaCare Filler CL is a W/O emulsion containing small particles of cross-linked Hyaluronic Acid. The average particle size is approx. 700 nm. Due to the cross-linking of Hyaluronic Acid HyaCare Filler CL has superior water binding properties comparable to that of a super-absorbing polymer. Pr operties Super-absorbing properties of HyaCare Filler CL The super-absorbing properties of HyaCare Filler CL can be demonstrated by adding 1.5 volumes water to 1 volume of the emulsion. The water is completely absorbed accompanied with an increased viscosity and an increase in the particle size. In contrast, the same W/O emulsion containing noncross-linked Hyaluronic Acid is not able to take up water. Form Active matter white to off-white W/O emulsion approx. 4% cross-linked Hyaluronic Acid spheres Cross-linked Hyaluronic Acid is well known for its use as a dermal filler. Dermatologists inject it directly into the skin to physically fill up wrinkles from within. Many consumers do not like such an Fig. 1: Particle size of HyaCare Filler CL before (t = 0 min) a nd after the addition of water (t = 30 min) Ev onik Industries AG H yacare Filler CL April 2012 Page 1/9

viability [%] In vitro stability of HyaCare Filler CL against enzymatic degradation Method: To investigate the stability of HyaCare Filler CL against degradation by mammalian hyaluronidase (a HA degrading enzyme), cross-linked Hyaluronic Acid was isolated from HyaCare Filler CL by ethanolic precipitation, repeatedly washed with ethanol and finally freeze-dried. 5 mg/ml of such isolated cross-linked Hyaluronic Acid were incubated in a phosphate buffer with 0.41 mg/ml of a mammalian hyaluronidase from bovine testes (Type I-S, 400 1 000 U/mg, Sigma-Aldrich). Linear Hyaluronic Acid at the same concentration was used as control. Enzymatic degradation was quantified photometrically by determination of liberated reducing sugars. Results: Whereas linear Hyaluronic Acid was prone to degradation by the enzyme, no significant degradation of cross-linked Hyaluronic Acid occurred. Cross-linking thus offers the benefit of superior stability against enzymatic degradation. This supports the longer lasting moisturization capability of HyaCare Filler CL. CO2. In order to mimic dry skin conditions, the skin models were afterwards incubated under a sterile bench without plate cover for 8 h. At the end of the incubation time, cell viability was analyzed by a MTT-assay, and the physiological condition of the skin models was evaluated by histological images after Hematoxylin and Eosin staining. Res ults: Drying of vehicle-treated skin models under the laminar flow led to a significant decrease of cell viability by 40% compared to the control that was protected with the plate cover. When skin models were treated with HyaCare Filler CL prior to the drying-step, this effect was dramatically reduced. The cell viability in this case after 8 h of drying was only slightly reduced by 10% compared to the control skin models. Monitoring of cell viability over 8 hrs revealed that HyaCare Filler CL even provides a superior long term effect compared to the vehicle. 120,00 100,00 80,00 60,00 40,00 20,00 0,00 + cover - cover - cover vehicle RT vehicle RT HyaCare Filler CL Fig. 3: Cell viability (MTT-assay) after drying of the skin models (n=3) after 8 h of cultivation. Fig. 2: Stability of HyaCare Filler CL against enzymatic degradation compared to non-cross linked Hyaluronic Acid (HA) In vitro evaluation of protection effect of HyaCare Filler CL from drying out To investigate the hydration effect of HyaCare Filler CL, artificially dried skin models were analyzed with and without application of HyaCare Filler CL. Method: SkinEthic skin models were topically treated either with a formulation containing 0.1% HyaCare Filler CL or a vehicle formulation for 1 h at 37 C, 5% The histology images (figure 4) show that drying of skin models has an effect on the structure of the whole epidermis. In a nutshell, Hematoxylin stains cell nuclei in blue whereas Eosin stains proteins in red. Image a) shows a less compact composition of the stratum corneum (SC) and a detachment of the SC from the underlying viable epidermis layer due to drying out of the skin models. In case of treatment with HyaCare Filler CL prior to the drying step, this effect can not be seen (image b). The SC and the underlying layers of the epidermis look very tight and better structured. This goes in line with the higher cell viability compared to the vehicle Evonik Industries AG HyaCare Filler CL April 2012 Page 2/9

treatment that was observed in the MTT assay (figure 3). a: vehicle b: HyaCare Filler CL Fig. 4: Histology images of Hematoxylin and Eosin stained SkinEthic skin models after 8 h under different cultivation conditions. The results of this study show that HyaCare Filler CL has superior water binding capacity, leading to superior moisturization properties and imparting long-term protection from drying out on re constructed epidermis models. SC detached Tight SC Ex vivo evaluation of HyaCare Filler CL on s kin The topical dermal filler properties of HyaCare Filler CL can be demonstrated by applying fluorescently labelled material on pig skin. The labelling is achieved by adding Fluorescein to the Hyaluronic acid emulsion prior to cross-linking, hereafter the dye is covalently incorporated. Labelled material was spread equally on ex vivo pig skin and the localization of the cross-linked Hyaluronic Acid spheres was inspected by fluorescent microscopy. It was observed that HyaCare Filler CL particles accumulate in skin structures like fine lines and wrinkles. Fig. 6: PRIMOS Pico photos at start (left column) and 1 h a f ter application (right column) In vivo evaluation of HyaCare Filler C L For this study 16 volunteers were recruited. On the inner forearm of the panellists 4 test fields (4 cm 2 ) were marked. On these fields the two test formulations were applied. As test formulations O/W creams containing 0.1% HyaCare and 2.5% HyaCare Filler CL, respectively were used. Skin moisturization and the skin surface were evaluated before the application and 2 h after the application. Before each measurement the panellists acclimatized for at least 15 min at 21 22 C and 55% relative humidity. Skin moisturization was measured using a Corneometer. For the evaluation of the skin surface a special camera (Visioscan VC 98, Courage & Khazaka) was used. This camera possesses a black/white video sensor and a ring-shaped UV light source. The picture taken with this camera is converted into a digital signal with 256 grey levels. Via the grey level distribution the software calculates a volume parameter which describes the volume which is necessary to fill the wrinkles. Skin surfaces with more wrinkles and wrinkles which are deeper will have a higher volume parameter. Fig. 5: Fluorescently labelled HyaCare Filler CL on pig skin This ex vivo result could be confirmed by in vivo measurement using PRIMOS Pico, a contactless method of measuring wrinkles. Evonik Industries AG HyaCare Filler CL April 2012 Page 3/9

delta-roughness-parameters Reduction of Volume [%] delta-surface delta-cu 5.0 For this study 11 volunteers were recruited. In summary 18 test fields (5 cm 2 ) per formulation were 4.0 analyzed. As test formulations O/W creams 3.0 containing 1.0%, 2.0% and 5.0% HyaCare Filler CL were applied on the inner forearm. Skin surface and 2.0 roughness parameters were evaluated with the Visioscan VC 98 camera before the application, 1 h 1.0 and 6 h after application. Before each measurement the panelists acclimatized 0.0 Control 0.1% HyaCare 2.5% HyaCare Filler CL for at least 15 min at 21 22 C and 45-50% relative humidity. Fig. 7: Increase of Corneometer Units 2h after application 30 HyaCare improved skin moisturization, but the results clearly show the superior moisturizing properties of HyaCare Filler CL. 14.0 25 20 15 10 Control 1 % HyaCare Filler CL 2 % HyaCare Filler CL 5 % HyaCare Filler CL 12.0 5 10.0 8.0 0 1h - Start 6.0 Fig. 9: Improvement of skin surface 1 h after application 4.0 2.0 0.0 Fig. 8: Reduction of skin volume after the application of the test formulation Control 0.1% HyaCare 2.5% HyaCare Filler CL 14 12 10 8 6 Control 1 % HyaCare Filler CL 2 % HyaCare Filler CL 5 % HyaCare Filler CL Two hours after application the formulation containing HyaCare Filler CL led to a strong reduction of the skin volume. A reduction of the skin volume means that the number and depth of wrinkles was reduced. This observation can be explained by the accumulation of HyaCare Filler CL particles in fine lines shown in Fig. 5. In vivo evaluation long lasting wrinkle filling with HyaCare Filler CL Beside the short term effect the lasting effect of wrinkle reduction with HyaCare Filler CL was analyzed. The wrinkle reducing properties of HyaCare Filler CL were examined depend on different concentration levels. 4 2 0 6h - Start Fig. 10: Improvement of skin roughness (R1-R5) 6 h after a pplication A significant improvement of skin surface and therefore, a wrinkle reduction after 1 h can already be achieved with 1% HyaCare Filler CL. This positive effect on skin roughness (reduction of wrinkle depth) lasts for at least 6 h. Ev onik Industries AG H yacare Filler CL April 2012 Page 4/9

To further demonstrate the observed effects an O/W cream containing 5% HyaCare Filler CL was applied on the face. The following pictures show furrows before and after the application (Figures 11, 12). Pr eparation Pr eparation of an O/W-Emulsion (Cream or Lotion): Normally HyaCare Filler CL should be added to the oil phase of the emulsion. Then the emulsion is prepared as usual. In some cases HyaCare Filler CL might disturb the build up of the liquid crystalline structure of the O/W-emulsion. In these cases, it is recommended to add it during the cooling process at temperatures below 40 C. Fig. 11: Application of an O/W cream containing 5% Hy acare Filler CL (left side before application, right side 15 minutes after application) If high concentrations of HyaCare Filler CL are used (4 5%), it increases the viscosity of the O/W emulsion. In this case, the viscosity can be adjusted by decreasing the concentration of consistency enhancers like fatty alcohols (TEGO Alkanol 16, 1618 or 18) and glyceryl stearate (TEGIN M Pellets). Pr eparation of a W/O-Emulsion (Cream or Lotion): The W/O emulsion is prepared as usual. At the end of the production HyaCare Filler CL is added. Recommended usage concentration 0.5-5% of HyaCare Filler CL Patent position Fig.12: Application of an O/W cream containing 5% Hy acare Filler CL (left side before application, right side one hour after application) HyaCare Filler CL possesses strong moisturizing properties due to the strong water absorbing properties of the cross-linked Hyaluronic Acid. Therefore, it is able to act as topical dermal filler, quickly reducing the appearance of wrinkles after application. This makes it especially suitable for day creams, eye creams or color formulations, like makeup, foundation and lip sticks, claiming an immediate wrinkle reducing effect. The production and cosmetic use of HyaCare Filler CL is subject of patent application WO2009077399 (crosslinked hyaluronic acid in emulsion). To the best of our knowledge no third party patent right exists that prevents customers from using HyaCare Filler CL in cosmetic formulations. A pplications Anti-wrinkle eye care products Anti-aging facial serum Special care for expression lines Skin plumping face care Facial sun care Intense moisturizing skin care Wrinkle reducing foundations Ev onik Industries AG H yacare Filler CL April 2012 Page 5/9

Packaging 5 kg package Hazardous goods classification Information concerning classification and labelling according to regulations for transport and for dangerous substances protective measures for storage and handling measures in case of accidents and fires toxicity and ecological effects is given in our material safety data sheets. Guideline formulations Wr inkle Smoothing Eye Cream MA C 672/1/1 TEGO Care 450 3.0% (Polyglyceryl-3 Methylglucose Distearate) TEGIN M Pellets (Glyceryl Stearate) 2.0% TEGO Alkanol 18 (Stearyl Alcohol) 2.0% TEGOSOFT CT 7.5% (Caprylic/Capric Triglyceride) TEGOSOFT DC (Decyl Cocoate) 9.5% Avocado Oil 2.0% Tocopheryl Acetate 0.5% HyaCare Filler CL 3.0% Glycerin 3.0% Water 67.5% Phase C Lactic Acid (10%) Phase Z Preservative, Perfume 1. Heat phase A and B to approx. 80 C. 2. Add phase A to B while stirring. 1) 3. Homogenize. 4. Cool down to 30 C. Add phase C and Z below 40 C. 1) Important: If phase A has to be charged into the vessel first, add phase B without stirring. Ev onik Industries AG H yacare Filler CL April 2012 Page 6/9

Der mal Filler Cream MA C 672/3/1 Axol C62 Pellets 1.5% (Glyceryl Stearate Citrate) TEGIN M Pellets (Glyceryl Stearate) 3.0% TEGO Alkanol 18 (Stearyl Alcohol) 2.0% Stearic Acid 1.0% TEGOSOFT CT 8.5% (Carpylic/Capric Triglyceride) TEGOSOFT M (Isopropyl Myristate) 7.0% TEGOSOFT CR (Cetyl Ricinoleate) 2.0% HyaCare Filler CL 3.0% Glycerin 3.0% Water 68.0% Phase C TEGO Carbomer 134 (Carbomer) 0.2% TEGOSOFT CT 0.8% (Caprylic/Capric Triglyceride) Phase D Sodium Hydroxide (10% in water) Phase Z Preservative, Perfume 1. Heat phase A and B to approx. 80 C. 2. Add phase A to B with stirring. 1) 3. Homogenize. 4. Cool down to 60 C and add phase C. 5. Homogenize again for a short time. 6. Cool down to 30 C. Add phase D and Z below 40 C. Dual-Action Wrinkle Serum MK 3/10-25 ABIL EM 90 1.5% (Cetyl PEG/PPG-10/1 Dimethicone) ABIL EM 97 S 1.0% (Bis-PEG/PPG-14/14 Dimethicone; Dimethicone) Cyclopentasiloxane 12.0% TEGOSOFT DEC (Diethylhexyl 3.0% Carbonate) HyaCare Filler CL 2.5% Tocopherol 0.5% Zinc Stearate 0.5% Water 69.7% Glycerin 4.0% Butylene Glycol 4.0% Sodium Chloride 0.8% TEGO Pep 4-17 0.5% (Tetrapeptide-21; Glycerin; Butylene Glycol; Aqua) Phase Z Preservative, Perfume 1. Heat phase A to approx. 80 C. 2. Add phase B (80 C or room temperature) slowly while stirring. 3. Homogenize for a short time. 4. Cool with gentle stirring below 30 C and homogenize again. 1) Important: If phase A has to be charged into the vessel first, add phase B without stirring. Ev onik Industries AG H yacare Filler CL April 2012 Page 7/9

A nti-aging Foundation DCA-5787-200 ABIL EM 180 3.00% (Cetyl PEG/PPG-10/1 Dimethicone) TEGOSOFT APM 5.00% (PPG3-Myristyl Ether) TEGOSOFT TN 5.00% (C12-15 Alkyl Benzoate) TEGOSOFT DEC (Diethylhexyl 10.00% Carbonate) Phytosphingosine 0.05% Talc 1.60% Titanium Dioxide (BTD-11S2, Kobo) 5.00% Iron Oxide 1.90% Water 59.55% HyaCare 50 (Hydrolized Hyaluronic 0.10% Acid) TEGO Pep 4-17 3.00% (Tetrapeptide-21; Glycerin; Butylene Glycol; Aqua) Propylene Glycol 2.00% Sodium Chloride 0.80% Phase C HyaCare Filler CL 3.00% Phase Z Preservative, Perfume 1. Mix the ingredients of phase A and ensure the proper dispersion of the pigments. 2. Mix the ingredients of phase B. 3. Add phase B slowly to phase A while stirring. 4. Homogenize. 5. Add phase C and stir until it is homogenous. C ar ing Lip Balm C C 004-0007 HyaCare Filler CL 5.00% (Aqua; Ethylhexyl Stearate; Sodium Hyaluronate Crosspolymer; Polyglyceryl-4 Diisostearate/Polyhydroxystearate/Se bacat e; Sodium Isostearate) ISOLAN GPS 0.5% (Polyglyceryl-4 Diisostearate/ Polyhydroxystearate/Sebacat e) TEGOSOFT G 20 (Octyldodecanol) 22.60% TEGOSOFT CT 18.00% (Caprylic/Capric Triglyceride) TEGOSOFT SH (Stearyl Heptanoate) 7.70% TEGOSOFT MM (Myristyl Myristate) 4.40% TEGO Alkanol 1618 2.20% (Cetearyl Alcohol) Microcrystalline Wax 21.50% Ricinus Communis (Castor) Seed Oil 10.40% Copernicia Cerifera (Carnauba) Wax 1.30% Butyrospermum Parkii (Shea) Butter 1.00% Simmondsia Chinensis (Jojoba) Seed 1.00% Oil Beeswax 0.55% Ethylhexyl Methoxycinnamate 3.30% Butyl Methoxydibenzoylmethane 0.55% 1. Heat phase B to 85 C. 2. Add phase A into at 85 C. 3. Mould the mixture at 85 C. 4. Cool down the mould to -15 C after moulding and stay for 15-35 minutes. 5. Demould and pack. E 04/12 Especially concerning Active Ingredients This product information is not intended to provide legal or regulatory advice about product uses or claims in any jurisdiction and should not be relied upon for such guidance (especially in the United States, Canada, and Mexico). Since global regulatory requirements differ, parties accessing this information are solely responsible for determining whether the products and/or claims comply with applicable local laws and regulations, including but not limited to import and export regulations. Please contact your local Evonik representative for more product information. Evonik assumes no liability for any use of our products that is not in compliance with the requirements of the country of the user. Ev onik Industries AG H yacare Filler CL April 2012 Page 8/9

This information and all further technical advice is based on our present knowledge and experience. However, it implies no liability or other legal responsibility on our part, including with regard to existing third party intellectual p roperty r ights, especially patent rights. In par ticular, no warranty, whether express or implied, or guarantee of product properties in the legal sense is intended or implied. We r eserve the right to make any changes according to technological progress or further developments. The customer is not released fr om the obligation to conduct careful inspection and testing of incoming goods. Performance of the pr oduct described herein should be verified by testing, which should be carried out only by qualified ex perts in the sole responsibility of a customer. Reference to trade names used by other companies is neither a r ecommendation, nor does it imply that similar prod ucts could not be used. (Status: April, 2008) Evonik Industries A G Goldschmidtstraße 100 45127 Essen, Germany P.O.BOX 45116 Essen PHONE + 49 201 173-2854 FAX +49 173-1828 personal-care@evonik.com www.evonik.com/personal-care